SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PRINGLE ROGER L

(Last) (First) (Middle)
220 EAST FIRST STREET

(Street)
BETHLEHEM PA 18015

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ORASURE TECHNOLOGIES INC [ OSUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/05/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 05/05/2017 M 75,000 A $4.165 151,452 D
Common stock 05/05/2017 M 20,552 A $5.04 172,004 D
Common stock 05/05/2017 M 15,000 A $5.04 187,004 D
Common stock 05/05/2017 M 15,000 A $4.2188 202,044 D
Common stock 05/05/2017 M 15,000 A $8.055 217,004 D
Common stock 05/05/2017 S 140,552 D $14.933 76,452 D
Common stock 50,476 I By family trust
Common stock 42,000 I By proft sharing plan
Common stock 1,500 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Discounted stock options $4.165 05/05/2017 M 75,000 (1) (1) Common stock 75,000 $0 0 D
Discounted stock options $5.04 05/05/2017 M 20,552 (2) (2) Common stock 20,552 $0 0 D
Discounted stock options $5.04 05/05/2017 M 15,000 (3) (3) Common stock 15,000 $0 0 D
Discounted stock options $4.2188 05/05/2017 M 15,000 (4) (4) Common stock 15,000 $0 0 D
Nonqualified stock options $8.055 05/05/2017 M 15,000 (5) 02/01/2018 Common stock 15,000 $0 0 D
Explanation of Responses:
1. Discounted stock options, granted on 01/08/1991, vesting in five tranches, over a four-year period following the grant date, with no expiration date.
2. Discounted stock options, granted on 09/04/1992, vesting annually over a fout-year period immediately folowing the grant date, with no expiration date.
3. Discounted stock options, granted on 12/15/1994, vesting in increments of 5,000 options on February 21, 1996, 1997 and 1998, with no expiration date.
4. Discounted stock options, granted on 2/17/1998, vesting in increments of 5,000 options on February 17, 1999, 2000 and on September 29, 2000, with no expiration date.
5. Nonqualified stock options granted on 02/01/2008, vesting and exercisable on a monthly basis, over the 12 months immediately following the grant date.
Remarks:
Mark L. Kuna, As Attorney-In-Fact for Roger L. Pringle, (Power of Attorney previously filed) 05/09/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.